Compliance - SOX Compliance

Here are the discussion topics that you will find in this title :

• Introduction
• CC3 – SOX Compliance (0:15)
• SOX Compliance (0:41)
• Objectives (0:22)
• The Need for SOX
• It’s a Tough World Out There ... (0:56)
• The Sarbanes-Oxley Act of 2002 (1:22)
• Why is SOX Compliance so Important? (0:43)
• Who must be SOX Compliant? (0:46)
• SOX and IT
• How Does SOX Impact IT? (0:54)
• IT Impact Example (1:51)
• 404 Controls
• SOX Section 404 (1:11)
• Types of Controls (0:10)
• General IT Controls (0:23)
• Application Controls (0:34)
• Environment Controls (0:57)
• Control Monitoring (0:47)
• Determining SOX Requirement
• How Do We Know if an Application is Financially Significant? (1:40)
• Balancing Risk and Control (0:55)
• Benefits of SOX
• Organizational Benefits of SOX (1:43)
• 404 Checklist
• IT 404 Checklist (0:58)
• IT 404 Checklist (1:6)
• IT 404 Checklist (0:29)
• IT 404 Checklist (0:29)
• Wrap Up
• SOX Compliance (0:15)